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Market Transparency Reporting Tools

Market Transparency

In 2020, FINRA began a multi-year initiative dedicated to improving trade reporting and reference data management capabilities for our member firms. This effort continues in 2022.

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Reporting Tools

FINRA operates systems that help member firms comply with reporting requirements and facilitate transparency in the applicable markets.

Improvement Initiatives

Trade Reporting Facilities Infrastructure Enhancements

FINRA will improve the technical infrastructure for its transparency reporting tools such as TRACE and ORF and their related data feeds and API reference data models supported by secure two-factor authentication.

Trade Reporting Facilities Infrastructure Enhancements

Participant Data Management

The Participant Data Management system will streamline how many Transparency Services Legal Agreements and forms including the FPA and FINRA Order Form are submitted.

New Issue Management

API Downloads

This project includes changes to existing reference data API files, as well as authentication changes.

API Downloads

Previous Initiatives