What's New on FINRA.org
- Rule FilingProposed Rule Change to Amend FINRA Rules 4111 and 9561 to Make Non-Substantive and Technical AmendmentsMay 26, 2022
- Regulatory NoticeFINRA Adopts Amendments to TRACE Reporting Rule to Require Identification of Portfolio TradesMay 24, 2022
- The Alert InvestorMay 24, 2022
- Technical NoticeMay 23, 2022
- News ReleaseMay 20, 2022
- Board of Governors MeetingMay 20, 2022
- Technical NoticeMay 18, 2022
- PodcastMay 17, 2022
- Election NoticeNominee for Upcoming FINRA Board of Governors ElectionMay 16, 2022
- Monthly Disciplinary ActionsMay 16, 2022
- Rule FilingProposed Rule Change to Amend the Code of Arbitration Procedure for Industry Disputes (“Code”) to Align the Code with the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act of 2021May 13, 2022
- Technical NoticeMay 12, 2022
- Financial ReportsMay 9, 2022
- Information NoticeMarch 2022 Options Disclosure DocumentMay 6, 2022
- Technical NoticeMay 5, 2022
- News ReleaseMay 4, 2022
- PodcastMay 3, 2022
- Technical NoticeMay 3, 2022
- News ReleaseMay 2, 2022
- GuidanceMay 2, 2022
- GuidanceApril 27, 2022
- GuidanceApril 25, 2022
- Special Notice2022 Election Process OverviewApril 22, 2022
- Blog PostApril 21, 2022
- Information NoticeNew Rate for Fees Paid Under Section 31 of the Exchange ActApril 21, 2022